Transform Advisor Conversations
Into Revenue

The only AI meeting assistant purpose-built for U.S. and Canadian financial advisors, powered by Shaping Wealth's leading behavioral finance research. Deepen client relationships. Close more AUM. Reclaim 10+ hours every week.

SOC 2 Type II certified | SEC, FINRA, OPC & PIPEDA compliant

Trusted by advisors, investors, & partners:

Schedule a Demo

Transform Advisor Conversations
Into Revenue

The only AI meeting assistant purpose-built for U.S. and Canadian financial advisors, powered by Shaping Wealth's leading behavioral finance research. Deepen client relationships. Close more AUM. Reclaim 10+ hours every week.

SOC 2 Type II certified | SEC, FINRA, OPC & PIPEDA compliant

Schedule a Demo

Trusted by advisors, investors, & partners:


Transform Advisor Conversations
Into Revenue

The only AI meeting assistant purpose-built for U.S. and Canadian financial advisors. Capture meetings notes, automate admin work, and elevate advisor performance. Deepen client relationships, close more AUM, and reclaim 10+ hours every week. Powered by Shaping Wealth’s leading behavioral finance research.

Schedule a Demo

SOC 2 Type II certified | SEC, FINRA, OPC & PIPEDA compliant

Trusted by advisors, investors, & partners:

Trusted and Advised By Industry Leaders

Trusted and Advised By Industry Leaders

Trusted and Advised By Industry Leaders

Advised by executives across Fidelity, Vanguard, Ritholtz, and more, Focal is the trusted solution for compliant note-taking + AI automation for financial advisors.

Advised by executives across Fidelity, Vanguard, Ritholtz, and more, Focal is the trusted solution for compliant note-taking + AI automation for financial advisors.

Michael Batnick

Managing Partner, Ritholtz Wealth Management

Alex Gavis

Former SVP and Deputy General Counsel; Fidelity

Jason Pereira

Senior Partner at Woodgate Financial; Host of The Fintech Impact Podcast

"

I have tried 14 AI notetakers. Focal is the only solution for advisors that has thought through advisor-specific workflows, compliance, and has a proactive AI roadmap.

Jason Pereira

Senior Partner at Woodgate Financial; Host of The Fintech Impact Podcast

Kellan Brown

COO, 100 Women in Finance

Jamie Hopkins

CEO at Bryn Mawr Capital Management, Chief Wealth Officer at WSFS Bank, President at Finserv

Rob Molinari

Chief Regulatory Affairs Officer; Commonwealth FInancial Network

Ariel Lee

50K LinkedIn followers Financial Advisor Thought Leader

Chris Wise

Founder, Wise Capital Partners

Chris Wise

Founder, Wise Capital Partners

Chris Wise

Founder, Wise Capital Partners

Customer Case Studies

Case Studies

Meeting Productivity

End-to-End Meeting Automation Saves Advisors 10+ Hours Every Week

End-to-End Meeting Automation Saves Advisors 10+ Hours Every Week

End-to-End Meeting Automation Saves Advisors 10+ Hours Every Week

Schedule a Demo

Free Trial

Pre Meeting Prep

Focal automatically checks your calendar, CRM, and notes, to generate a meeting agenda, pre-meeting email, and 360-degree client overview.

Meeting Summaries

CRM Sync

Email Assistant

Ask Anything

Mobile App

Pre Meeting Prep

Focal automatically checks your calendar, CRM, and notes, to generate a meeting agenda, pre-meeting email, and 360-degree client overview.

Meeting Summaries

CRM Sync

Email Assistant

Ask Anything

Mobile App

Intelligent Automation

Automate Data Entry
and Form Filling Workflows

Automate Data Entry
and Form Filling Workflows

Automate Data Entry
and Form Filling Workflows

Schedule a Demo

Free Trial

Customer Onboarding

Focal integrates with your systems to automate data entry work such as KYC workflows when onboarding new customers.

New Account Opening

Ask Anything Anywhere

Document & Form Completion

Customer Onboarding

Focal integrates with your systems to automate data entry work such as KYC workflows when onboarding new customers.

New Account Opening

Ask Anything Anywhere

Document & Form Completion

Performance Coaching

Uplevel Your Team With Personalized Insights and Feedback From Behavioral Finance Leaders

Uplevel Your Team With Personalized Insights and Feedback From Behavioral Finance Leaders

Uplevel Your Team With Personalized Insights and Feedback From Behavioral Finance Leaders

Powered
by

Schedule a Demo

Free Trial

Proactive Client Insights

By surfacing timely actions and key life events, advisors can engage more proactively and strengthen client trust.

Convert Prospects + AUM

In-depth Feedback

Management Scorecard

Proactive Client Insights

Convert Prospects + AUM

Enhance client conversations and ask better questions through Focal’s exclusive data partnership with Shaping Wealth, leaders in behavioral finance.

In-depth Feedback

Management Scorecard

Integrations

Focal Overlays AI Across Every Tool and Offers 130+ Supported Integrations

Focal Overlays AI Across Every Tool and Offers 130+ Supported Integrations

Focal Overlays AI Across Every Tool and Offers 130+ Supported Integrations

Available

Salesforce

Available

Red Tail

Available

Microsoft Dynamics 365

Available

Money Guide

Available

eMoney

Available

Zoho CRM

Available

Conquest

Available

DropBox

Available

Salesforce

Available

Red Tail

Available

Microsoft Dynamics 365

Available

Money Guide

Available

eMoney

Available

Zoho CRM

Available

Salesforce

Available

Red Tail

Available

Microsoft Dynamics 365

Available

Money Guide

#1 in Security

The Most Secure AI Note-Taking and Automation Platform

The Most Secure AI Note-Taking and Automation Platform

The Most Secure AI Note-Taking and Automation Platform

Your compliance team will thank you for choosing the most secure AI platform.

Your compliance team will thank you for choosing the most secure AI platform.

SOC 2 Type 2

Focal is SOC 2 Type 2 compliant, with active monitoring through Vanta.

End-to-End Encryption

AES-256 and TLS 1.2+ data encryption at rest and in transit.

The Most Secure Cloud

Uniquely built on Microsoft Azure, the most secure cloud for financial services.

Broker-dealer Data Retention Requirements

Stateless AI models do not require transcripts to generate summaries.

SEC, FINRA, OPC/PIPEDA compliant

Fully compliant AI for firms across U.S. and Canada.

AI Data Privacy

No customer data is ever used to train or fine-tune models.

No Media Storage

No meeting audio or video files are ever stored.

Zero Trust Architecture

Private endpoints and strict access controls across internal services.

SEC, FINRA, OPC/PIPEDA compliant

Fully compliant AI for firms across U.S. and Canada.

AI Data Privacy

No customer data is ever used to train or fine-tune models.

No Media Storage

No meeting audio or video files are ever stored.

Zero Trust Architecture

Private endpoints and strict access controls across internal services.

Testimonials

Advisors Love Focal

Advisors Love Focal

Advisors Love Focal

  • “I was amazed at how well it took accurate notes and correctly tagged voices. It was a flawless experience.”

    John Underhill

    Acorn & Oak Wealth Management

    "The biggest issue we kept running into with AI note-takers was security. Focal complies with industry regulations, making the diligence process easy."

    Christian Battistelli

    Assante Financial Management Ltd.

    “Focal reduces time spent on follow-up emails tenfold, giving us more time to do what we need to do. Focal is the next big thing in our industry - it’s almost scary.”

    Jason Kane

    Kane Company Wealth Management

  • “I was amazed at how well it took accurate notes and correctly tagged voices. It was a flawless experience.”

    John Underhill

    Acorn & Oak Wealth Management

    "The biggest issue we kept running into with AI note-takers was security. Focal complies with industry regulations, making the diligence process easy."

    Christian Battistelli

    Assante Financial Management Ltd.

    “Focal reduces time spent on follow-up emails tenfold, giving us more time to do what we need to do. Focal is the next big thing in our industry - it’s almost scary.”

    Jason Kane

    Kane Company Wealth Management

  • “I have tried 14 AI notetakers. Focal is the only solution for advisors that has thought through advisor-specific workflows, compliance, and has a proactive AI roadmap.”

    Jason Pereira

    Woodgate Financial

    "I had back to back meetings and it was great. It just took all the notes, summarized them, even had emails ready to go, and tasks for [my assistant]."

    Paulina Hadjiyianni

    IPC Securities

    "I moved from *** to Focal... I liked that it’s not built on google infrastructure, and the personal info protections.”

    Trent MacKeen

    First Wealth Advisors

  • “I have tried 14 AI notetakers. Focal is the only solution for advisors that has thought through advisor-specific workflows, compliance, and has a proactive AI roadmap.”

    Jason Pereira

    Woodgate Financial

    "I had back to back meetings and it was great. It just took all the notes, summarized them, even had emails ready to go, and tasks for [my assistant]."

    Paulina Hadjiyianni

    IPC Securities

    "I moved from *** to Focal... I liked that it’s not built on google infrastructure, and the personal info protections.”

    Trent MacKeen

    First Wealth Advisors

  • "From a notetaking standpoint, your guys' is a lot better [compared to ***]"

    Marc Ruemmler

    Stonepath Wealth Management

    "In comparison to *** and ***, I really liked Focal's summaries. Focal was easier to quickly reference vs feeling like a novel."

    Spencer Davies

    BGM

    "Some of the other providers give you three different [outputs] and you have to sift through it to figure out what you want to keep. [Focal's] was very relevant. It was nice, it was easy to understand, and labeled clearly."

    Aaron Parrish

    Level Wealth Management

  • "From a notetaking standpoint, your guys' is a lot better [compared to ***]"

    Marc Ruemmler

    Stonepath Wealth Management

    "In comparison to *** and ***, I really liked Focal's summaries. Focal was easier to quickly reference vs feeling like a novel."

    Spencer Davies

    BGM

    "Some of the other providers give you three different [outputs] and you have to sift through it to figure out what you want to keep. [Focal's] was very relevant. It was nice, it was easy to understand, and labeled clearly."

    Aaron Parrish

    Level Wealth Management

Case Studies

Customer Case Studies

Customer Case Studies

Customer Case Studies

"When we started using Focal, we got almost a full day back in our work week."

Christian Battistelli

Senior Wealth Advisor at Unified Advisory Group, Assante Financial Management

"What used to take 4 hours, we got done in 30 minutes."


"Focal is saving us between 12 to 15 hours every week."


Breck Judd
VP, Senior Financial Advisor & Director of Investment Services, State Bank of Southern Utah